Job description
Overview
Our Client is a leading niche Company & Trust Services Provider, with an active and growing portfolio. Owing to an increase in specific specialist areas of their operation, they are seeking a Compliance Assistant to join and support the Head of Compliance.
Role Profile
- Assistant member in the Compliance & Risk Department
- Assisting Head of Compliance in day to day duties
- Updating client database as required
- Assistance with AEOI administration and submissions
- Undertake any ad hoc assignments or analyses
- Carry out monitoring on areas of the business as per the company's monitoring schedule
- Carry out Risk Reviews on clients
- Assist Head of Compliance in updating Policies and Procedures in line with local Regulatory developments and best business practices
- Sign off CDD for new clients and when up to date CDD required
- Assist in maintaining regulatory registers
- Assist in preparing Mgmt and Board Reports
- Attend industry seminars
- A minimum of 1 years' experience in a financial services environment
- Educated to GCSE standard or higher in Mathematics & English
- A general awareness of AML/KYC
- Willing to undertake a professional qualification
Desirable:
- Viewpoint knowledge preferable but not essential