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Compliance & Operations Administrator (O911170)

Douglas, Isle of Man

Compliance & Legal

Salary dependent on experience

Full time / Permanent

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Job description


Our Client is a well established Douglas-based financial services company that offers a comprehensive suite of accountancy and wealth management services to enable clients to grow, manage and preserve all facets of their financial affairs through cross-border resources and expertise-led solutions. They are now seeking a Compliance & Operations Administrator to support the businesses and directors in the ongoing development of their compliance framework and associated reporting.

Role Profile

  • Assisting the team with the new client onboarding process
  • Preparing annual file reviews and risk assessments for existing clients
  • Assisting the Compliance and Operations Executive with the preparation of regulatory reports
  • Assisting the team with client closure requests
  • Assisting with the planning and delivery of banking projects
  • Liaising directly with clients
  • Attention to detail and accuracy
  • Understanding of anti-money laundering and other compliance legislation
  • Able to work under pressure and to strict deadlines
  • Strong communication skills
  • Able to work on own initiative & with minimal supervision
  • Organisational skills & ability to prioritise

Person Profile

  • 5 GCSEs or equivalent at grade C or above
  • At least 2 years in a TCSP environment in a similar role
  • Microsoft Office
  • A working knowledge of CCH, Laserfiche and View Point would be an advantage but not essential

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