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Overview

Our Client is a leading niche Company & Trust Services Provider, with an active and growing portfolio. Owing to an increase in specific specialist areas of their operation, they are seeking a Head of Compliance to join and play a leading role within the business.

As Head of Compliance here you will:

• Work with the Directors and Senior Management to ensure that the company complies with all applicable Isle of Man laws, regulations, codes and guidance
• Facilitate and minute Executive and Risk Committee ('ERC') meetings. Responsible for reviewing the risk management and compliance of the business
• KYC/Customer Due Diligence ('CDD') analysis, advice and support to operational team
• Drafting and updating compliance procedures
• Maintain and conduct an appropriate Compliance Monitoring Programme ('CMP') in line with Regulatory requirements
• Oversee the maintenance of a variety of standard compliance registers
• Act as point of contact for the Regulator
• Provision of timely and accurate reports to the Board
• Ensure file reviews and audit checks are completed within service level agreements
• Ensure knowledge of compliance is up to date with recent developments and changes to legislation is maintained

The ideal candidate for the role of Head of Compliance will have:

• A minimum of 5 years' experience within a compliance function
• Hold a relevant compliance qualification (i.e., ICA Diploma)
• Have in-depth knowledge of the Isle of Man Rulebook; AML/CFT Handbook and AML/CFT Code
• A broad knowledge of the regulatory environment
• Clear and accurate communication skills, and be a competent user of Microsoft office suite applications
• Strong negotiating skills
• Analytical, with good investigative skills
• Pragmatic and approachable