Junior Compliance Administrator (O911373)
Douglas, Isle of Man
Compliance & Legal
Salary DOE plus benefits
Full time / Permanent
Job description
Overview
Our Client is a leading niche Company & Trust Services Provider based in Douglas. Owing to continued growth, their Compliance & Risk team require additional support. They are now seeking a Junior Compliance Administrator to join on a permanent basis.
Role Profile
- Assist with onboarding new business - Screening clients, KYC/CDD, verifying source of funds/source of wealth and business activities using electronic and independent screening processes
- Prepare customer risk assessments for approval and sign off
- Monitor client ID expiration dates and obtain up to date KYC/CDD where appropriate
- Assist with monthly compliance monitoring and testing (various tasks)
- Maintain monthly statistical information for board reporting and regulatory returns
- Sanctions monitoring
- Assist with preparation of quarterly compliance reports for directors
- Assist with collating accurate and factual statistical information for inclusion into annual regulatory return, Client Assets Reports and AML/CFT returns
- Able to work to deadlines
Person Profile
- A minimum of 1 years' experience in a similar role within a CSP environment
- Educated to minimum 5 GCSEs, including English & Mathematics
- An interest in studying toward formal Compliance qualifications
Desirable:
- Familiarity with a range of compliance applications (worldcheck, etc)