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Risk & Compliance Assistant (O911984)


Assurance & Insurance

Salary DOE plus excellent benefits package

Full time / Permanent

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Job description


We are actively seeking and experienced Risk & Compliance Assistant for our Liverpool-based client, a leading Life Assurance and Pensions business, a specialist SIPP and SSAS business, part of a group of companies with over 550 staff globally.

The Risk and Compliance Assistant will work directly for the Risk & Compliance Director, with responsibilities including:

  • Supporting Line 1 to implement and embed the risk management framework across the business
  • Work closely with line 1 during Risk & Control Self-Assessments and Thematic Reviews
  • Work with stakeholders at all levels of seniority to provide insights, advice and constructive challenge
  • Support and advice on the identification and management of regulatory compliance risks across the business
  • Help to embed an effective Risk and Compliance Culture across the Company
  • Provide regulatory compliance advice and support for key strategic projects
  • The role may involve Controlled Function responsibilities

The ideal candidate for the Risk and Compliance Assistant role will have the following knowledge and experience:

  • A good understanding of the risk drivers of the pension industry with experience in a similar role
  • Good knowledge of risk management practices within the financial services sector
  • Good understanding of thepensions markets and knowledge of regulations and legislation within the financial services sector
  • Experience of operating in a multijurisdictional environment
  • Experience of undertaking compliance assurance reviews
  • Experience of monitoring regulatory change from identification to implementation
  • Understanding of market knowledge and regulations/legislation within industry, ideally from the SIPP Pensions sector
  • Experience of working in a business going through continuous upgrading, change and growth
  • Track record for delivering timely, credible, subject matter expertise
  • Demonstrate skills in effective communication, professional scepticism, due care, report writing, data analysis and training of colleagues

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