Senior Administrator – Compliance and Risk (O910820)
Douglas, Isle of Man
Accounting & Finance
£25,000-£30,000 per annum
Full time / Permanent
Job description
Overview
Our leading Douglas-based CSP & Investment Management firm area are looking for a motivated Senior Administrator seeking a new challenge to join the Compliance team and provide day to day compliance administration support to the Client Services and Fund teams, including CDD reviews.
Role Profile
- Assist client facing teams in determining CDD requirements and reviewing CDD
- Refer non-standard CDD issues to the Compliance Manager for review
- Undertake client file reviews to ensure compliance with requirements
- Assist with preparation of regulatory returns
- Assist with reviewing new advertising/promotional material for adherence to applicable regulations
- Assist with reviewing Fund Governance, Scheme Particulars / Offering Documents for adherence to applicable regulations
- Assist with Intermediary/Fund broker appointment process and review ongoing Intermediary/broker arrangements
- Help promote an effective Compliance and Risk Awareness culture
Person Profile
- Ability to produce quality work to strict deadlines
- Technical knowledge of fiduciary structures
- Technical knowledge of Funds
- Demonstrable robust communication skills
- Experience of fiduciary and funds service operations
- Experience of compliance, risk and/or internal audit operations
- Understanding of regulatory regimes
- Educated to Degree level
- Current experience of working in a similar regulatory environment
- Accurately complete administrative and technical work
- Self-motivated with a structured approach to work
- Identify and analyse problems by interpreting data available
- A team player with ability to communicate with all levels
- Already hold or be working towards a relevant qualification, i.e. ICA, Governance, Compliance qualification - Desirable
- Language skills in French or Italian would be an advantage - Desirable